Securities
Our attorneys assist with all aspects of capital formation and are particularly adept at public and private offerings of equity and debt securities, including offerings pursuant to Rule 144A. In the past two years, Thompson & Knight assisted our clients in closing more than $7 billion in capital markets transactions.
The Firm is recognized by the prestigious Chambers USA 2009 legal directory published by Chambers & Partners, which notes that Thompson & Knight "is extraordinarily active in M&A and capital markets transactions, financings, private equity work, public offerings and volumetric production payments."
We advise issuers and underwriters on the analysis, structure, negotiation, and management of such transactions, beginning with pre-transaction planning and including due diligence. We prepare and file registration statements and other offering materials, FINRA filings, and "blue sky" registrations and exemption analysis. We advocate on our clients' behalf when rating agencies review debt securities. In addition, we advise our publicly traded clients on reporting and compliance requirements under all federal and state securities laws.
